Insider Trading (Practising Law Institute 2d ed. 2005 & Supps. 2005-2008) (with Marc I. Steinberg).
Insider Trading (Little, Brown
1996 & Supps. 1998–2002) (with Marc I. Steinberg).
Application of the Federal Mail and Wire Fraud Statutes to Criminal Liability for Stock Market Insider Trading and Tipping, 70 U. Miami L. Rev. 220 (2015). FULLTEXTSSRN
The Importance of "The Law of Conservation of Securities": A Reply to John P. Anderson's "What's the Harm in Issuer-Licensed Insider Trading?", 69 U. Miami L. Rev. 811 (2015). FULLTEXTSSRN
An Introduction to United States Securities and Exchange Commission Rule 10b-5, 27 Nihon Univ. Comp. L. 105 (2010). SSRN
Measuring Insider Trading Damages for a Private Plaintiff, 10 U.C. Davis Bus. L.J. 1 (2009). FULLTEXTSSRN
The United States Law on Stock Market Insider Trading and Tipping, 26 Nihon Univ. Comp. L. 107 (2009). SSRN
The Restructuring of Legal Education Along Functional Lines, 17 J. Contemp. Legal Issues 331 (2008). FULLTEXTSSRN
Who Are the Victims of Stock Market Insider Trading? Is Stock Market Insider Trading Fraud?, 25 Nihon Univ. Comp. L. 45 (2008). SSRN
The Injustice of Reducing the Number of Levels in a Grading System, 57 J. Legal Educ. 423 (2007). FULLTEXT
The Corporation as Insider Trader, 30 Del. J. Corp. L. 45 (2005) (with Mark J. Loewenstein) (reprinted in 35 Bank & Corp. Governance L. Rep. 425 (2005)). FULLTEXTSSRN
Apply UBIT to De Facto Leverage, But Not to 'Spurious Leverage', 95 Tax Notes 925 (May 6, 2002) (reprinted in 37 Exempt Org. Tax Rev. 27 (2002)).
Selective Disclosure by Issuers, Its Legality and Ex Ante Harm: Some Observations in Response to Professor Fox, 42 Va. J. Int'l L. 869 (2002) (adapted and reprinted in 24 Company Law. 144 (2003)). FULLTEXTSSRN
The Supreme Court's Misplaced Concern with Selective Fairness: Bush v. Gore and Three Analogies to Grading Dilemmas, 52 J. Legal Educ. 272 (2002). FULLTEXT
Stock Market Insider Trading: Victims, Violators and RemediesIncluding an Analogy to Fraud in the Sale of a Used Car with a Generic Defect, 45 Vill. L. Rev. 27 (2000) (reprinted in 33 Sec. L. Rev. 381 (2001), 3 Int'l & Comp. L. Rev. 77 (2000), and in part inDonna M. Nagy, Richard W. Painter & Margaret V. Sachs, Securities Litigation and Enforcement: Cases and Materials 595 (3d ed. 2012)). FULLTEXTSSRN
A Qualitative Theory of the Dead Hand, 68 Ind. L.J. 1 (1992) (with Adam J. Hirsch). FULLTEXT
ITSFEA's Effect on Either an Implied Cause of Action for Damages by Contemporaneous Traders or an Action for Damages or Rescission by the Party in Privity with the Inside Trader, 16 J. Corp. L. 445 (1991) (reprinted in 25 Sec. L. Rev. 427 (D. Langevoort ed., 1993)). FULLTEXT
More Thoughts on Litwin v. Allen, 9 The Red Herring 3 (Fall 1989).
A Cause of Action for Option Traders Against Insider Option Traders, 101 Harv. L. Rev. 1056 (1988) (reprinted inMaterials on the Law of Insider Trading 384 (C. E. Fletcher ed., 1991)). FULLTEXT
Is a Seller's Rule 10b–5 Cause of Action Automatically Transferred to the Buyer?, 1988 Colum. Bus. L. Rev. 129 (1988) (reprinted in 33 Corp. Prac. Comm. 41 (1991)). FULLTEXT
Some Thoughts on Litwin v. Allen, 8 The Red Herring 3 (Fall 1988).
The "Contemporaneous" Traders Who Can Sue an Inside Trader, 38 Hastings L.J. 1175 (1987) (reprinted in part inMaterials on the Law of Insider Trading 371 (C. E. Fletcher ed., 1991)). FULLTEXT
Some Arguments That the Stock Market is Not Efficient, 19 U.C. Davis L. Rev. 341 (1986). FULLTEXT
Natural Advantages and Contractual Justice, 3 Law & Phil. 281 (1984) (with Larry Alexander) (reprinted in 2 Contract Law 453 (International Library of Essays in Law & Legal Theory 1991)).
Recent Developments in the Federal Law Regulating Stock Market Inside Trading, 6 Corp. L. Rev. 291 (1983) (reprinted in 16 Sec. L. Rev. 219 (1984), and reprinted in slightly different form inContemporary Issues in Securities Regulation 59 (M. Steinberg ed., 1987)).
Post–Chiarella Developments in Rule 10b–5, 15 Rev. Sec. Reg. 956 (1982).
Reflections on Contract Law and Distributive Justice: A Reply to Kronman, 34 Hastings L.J. 513 (1982). FULLTEXT
The Advantage of Paying Your Bar Dues Early, 4 Bottom Line 126 (Nov. 1982).
The Dismantling of Higher Education Part 1, 29 Improving Coll. & Univ. Teaching 55 (1981). FULLTEXT
The Dismantling of Higher Education Part 2, 29 Improving Coll. & Univ. Teaching 155 (1981). FULLTEXT
Trading on Material Non-Public Information on Impersonal Stock Markets: Who is Harmed, and Who can Sue Whom Under SEC Rule 10b-5?, 54 S. Cal. L. Rev. 1217 (1981) (reprinted in part inMaterials on the Law of Insider Trading 575 (C. E. Fletcher ed., 1991)). FULLTEXT
Reflections on Convenience Translations: A Reply to Professor Brooks, 17 San Diego L. Rev. 309 (1980) (reprinted inCorporate Counsel's Annual 1981, at 1301 (Jeremiah J. Spires & Edward J. Burchell eds., 1981)). FULLTEXT
A Chicken in Every Pot, and Forty-one Channels for Every Television Set, 1 Comm. & L. 97 (1979). FULLTEXT
The California Statutory Close Corporation: Gateway to Flexibility or Trap for the Unwary?, 15 San Diego L. Rev. 687 (1978). FULLTEXT
Pooling Agreements Under the New California General Corporation Law, 23 UCLA L. Rev. 1171 (1976). FULLTEXT
The Metaphysics of PunishmentAn Exercise in Futility, 13 San Diego L. Rev. 306 (1976). FULLTEXT
The Unbundling of Higher Education, 1975 Duke L.J. 53 (1975). FULLTEXT
The Structure of the Securities MarketPast and Future, 41 Fordham L. Rev. 1 (1972) (with Thomas A. Russo) (reprinted inN.Y. L.J., Nov. 27, 1972, at 1). FULLTEXT
Newspaper & Magazine Articles
Is It Worthwhile to Realize Capital Gains to Finance the Tax for the Roth Conversion, 34 ABA Section of Taxation News Quarterly, Winter, 2015, at 1. HEIN
Using ‘Spurious’ Leverage to Reduce Personal Income Taxes When One Has the Maximum Allowed in an IRA/401(k), ABA Section of Taxation NewsQuarterly, Spring, 2013, at 16. HEIN
Some Immediate and Long-Term Advantages of a Roth IRA Conversion, ABA Section Taxation NewsQuarterly, Winter, 2011, at 10. HEIN
Hidden Leverage and Portfolio Policies, Pensions & Investments, Dec. 8, 2008, at 28. URL
Alternative Treatments of Equitized Hedge Funds, Pensions & Investments, May 1, 2006, at 37. URL
Reports, Working Papers & Training Materials
Should Part of a 130/30 Fund Count Toward a Portfolio's Hedge Fund Maximum?, Pensions & Investments Online (Jan. 13, 2011). URL
When Should a Nonprofit with an Endowment Borrow Long–Term?, Pensions & Investments (Nov. 2009). URL